Advisory & Strategy

ClearOne ProServe helps leadership teams make confident decisions about post-trade modernization. We align strategy, regulation, and technology so institutions can move to real-time operations without disruption. You get clarity on where to invest, how to sequence change, and how to prove value early.

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Overview

Clear framing for decision makers

Advisory & Strategy translates market mandates like T+1 to T+0, digital asset adoption, and cost pressure into an actionable plan. We start with business outcomes, then map architecture, controls, and delivery to reach them. Recommendations reflect ClearOne’s proven operating system for post-trade and the realities of large-scale change in regulated environments.

Heritage matters. ClearOne technology powers a large share of U.S. equity and options processing and has operated for decades without a major system failure. Our advisory work builds on that track record and a global delivery model across the U.S. and Vietnam for continuous support and scale.

Outcomes

What institutions can expect

Real-time operating roadmap

Target state defined with milestones for T+0 readiness and digital asset flows. Risk and control points identified up front.

Cost and value model

30–40 percent savings targets aligned to cloud-native deployment and global delivery. Transparent business case and KPIs.

Regulatory alignment

Submission, surveillance, and audit evidence mapped across SEC, FINRA, ESMA. Reporting anchored in system design.

Integration clarity

Interfaces across custodians, depositories, and internal systems sequenced for minimal disruption and fast time to value.

Control by design

Operational controls embedded into workflows. Exceptions, reconciliation, and approvals visible in real time.

Execution readiness

Work plan, governance, and resourcing defined. Onshore and Vietnam teams aligned to timelines and budgets.

Approach

Assess → Design → Deliver → Sustain

1

Assess

Current state review across business processes, controls, integrations, and reporting. Gaps documented against target outcomes.

2

Design

Reference architectures for ClearOS and app modules. Data, interface, and control patterns tailored to your estate.

3

Deliver

Pilot, phased rollout, and legacy migration plan. Risk-managed change with measurable checkpoints and acceptance criteria.

4

Sustain

Runbooks, SLAs, and oversight routines. Knowledge transfer and global support coverage for continuous improvement.

Tooling & Integrations

Operational ecosystem

We design with ClearOS and the application suite: PowerCage for settlement control, PowerPledge for collateral, Utopia for risk and margin, ATTLAS for tax lot reporting, and REGULiANT for regulatory filings. Integration patterns include REST and ISO 20022, with FIX, SWIFT, SFTP, and certified connections to DTC, Euroclear, Clearstream, and CREST.

FAQs

Questions teams often ask

How do engagements typically begin?

We start with a focused discovery. Scope, stakeholders, and priority systems. Then we define outcomes, risks, and a 6 to 12 week work plan that proves value early.

What deliverables should we expect?

Target state architecture, phased roadmap, cost and value model, control design, data and interface specifications, and a plan for pilot and rollout with governance and KPIs.

How do you coordinate with internal teams?

Joint governance, weekly steering, and shared tooling. Onsite and remote collaboration with U.S. leadership and Vietnam engineering for speed and continuity.

Start a Conversation

Talk with a ProServe advisor

Tell us about your targets for real-time operations, regulatory alignment, or cost reduction. We will respond with a short agenda for a working session and recommended next steps.

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